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Financial Planning Assignment: Case Scenarios Based On Ethics & Professionalism

3: You are required to undertake independent research to answer the following questions. Explain how Joanne’s conduct would be assessed under the value of Diligence and Standard 5 of the FASEA Code of Ethics. Explain any issues or potential breaches that may arise from Joanne’s actions of adjusting advice fees as a result of cross-referrals with Sanjit and Anika. Discuss whether Joanne’s previous advice to Sanjit and Anika meets the best interests obligations under Standard 2 of the FASEA Code of Ethics. Support your answers with reference to the case study and scenario facts and research.


Subject Name: Finance

Level: Undergraduate


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